PHMSA HazMat Transportation Regulations

Q&A: I’m a homeowner shipping HazMat. Am I subject to USDOT regulations?

Question received 11.22.21:

Hi Daniel,

Wondering if you have time to help with a quick question.

I am an individual homeowner, not contractor or company.

I would like to ship 24 quart cans of leftover paint by ground transport from my City, Arizona home to my City, California home. I found out that this seems to be UN1263 and falls under packing group II or III.

It is not clear if I can claim a small quantity or limited quantity or or ORM-D exclusion, so I am just planning to mail it using UN Specification Packaging:

https://bascousa.com//hazmat-packaging-with-foam-and-quart-paint-cans-4g-4q.html

I was hoping to use UPS Ground, but it is not clear from their website if I need to first establish an account and obtain hazmat shipping clearance for that account before I can use them. Same for Fedex Ground.

Would you know which shipping company might be my best bet?

Thank you,

My reply 11.22.21:

Thank you for contacting me. I will try to answer your questions below.

  • I presume your classification is: UN1263, Paint, 3, PG II or III.
    • The packing group (PG) depends upon the paint’s flash point and initial boiling point which can be found on the safety data sheet.
  • The USDOT regulations for HazMat transportation apply only to transportation of a HazMat when “in commerce”, i.e., “by, or for, a business”.
    • As a homeowner, your self-transport of HazMat, e.g., bringing paint home from the store, is not subject to USDOT regulations.
    • However, transport of your HazMat by UPS or some other commercial carrier makes it “in commerce” and therefore subject to USDOT regulation.

Read: What does USDOT mean by “in commerce”?

  • The type and quantity of HazMat you indicate (24 x 1 qt) is eligible for the limited quantity exception.
  • My understanding of the requirements of commercial carriers such as UPS and FedEx is that a limited quantity of HazMat does not require a commercial account and can be done by a homeowner such as your self.
  • The UN Standard packaging you indicate is not required for a limited quantity by ground, but is not a bad idea. Any strong, sturdy outer packaging will suffice.

I suggest you contact UPS or FedEx and inform them you are non-commercial and have a limited quantity of UN1263 for transport by ground within the U.S. You may also bring it into a UPS or FedEx store – or some other “Pack & Ship” business to assist you.

I hope this helps. Please contact me with any other questions.

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Conclusion:

I usually receive questions from businesses or government agencies. This situation involving a private homeowner was different but still addressed by the Hazardous Materials Regulations of the Pipeline and Hazardous Materials Safety Administration within the U.S. Department of Transportation (USDOT/PHMSA).

Q&A: Am I required to display the HazMat’s identification number on the vehicle if its displayed on an IBC in the same manner as a non-bulk packaging?

Q&A: Am I required to display the HazMat’s identification number on the vehicle if its displayed on an IBC in the same manner as a non-bulk packaging?

Before we begin…
Question:

If I opt to label an IBC as opposed to placard, and I mark in accordance with 49 CFR 172.301(a)(1), am I still required to display the UN ID marking on the outside of the transport unit as in §172.331(c)?

Answer:

Thank you for contacting me. Please see below.

  • Yes.
  • 49 CFR 172.331(c) refers to the ID # on a bulk packaging. If the ID # on the bulk packaging is not visible when it is in or on the transport vehicle or freight container, then the ID # must be displayed on all four sides of the vehicle or freight container and be visible from the direction it faces.
  • The reference to §172.302(a) instead of §172.301(a)(1) may be confusing, but it is at §172.302(a) where the requirement to display the ID # on a bulk packaging is found along with, “except as otherwise provided in this subpart…” which opens the door for hazard communication as described at §172.301(a)(1).
  • In the end, the IBC remains a bulk packaging and §172.331(c) is still applicable.

I hope this helps. Please contact me with any other questions.

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Follow-up and confirm:

I understand. So regardless of how the IBC was actually marked (labeled instead of placarded for instance) the marking is still not visible from the outside, and thus §172.331(c) applies.

Got it. Appreciate the insights!

Final answer:

That is correct!

Q&A: Can employees use personal vehicles to transport Division 6.2, Category B samples as Materials of Trade?

Question:

Hi Daniel,
Thank you for your help.

I have another issue, I’d like to run by you. I have been allowing trained researcher to use their personal vehicles for single use transportation of exempt samples, patient samples that could be Cat B (NOT Cat B cultures) and unregulated biological samples under MOTS (aka: the Materials of Trade exception). As I interpret the DOT MOTS, that is allowed. Would you agree with this assessment?

Thanks again,

Etiologic Agent LabelMy reply:

Yes. that is OK under the Materials of Trade exception as long as you comply specifically with 49 CFR 173.6(a)(4) and the remainder of §173.6 for packaging, hazard communication, “inform the driver” &etc.

A summary of the Materials of Trade exception for Division 6.2 Infectious substances:
  • Includes:
    • Human or animal samples for research, diagnosis, disease treatment or prevention, &etc.
    • Biological product or regulated medical waste.
    • Sharps
  • Must not be a Category A Infectious Substance (Category B, OK).
  • Packaging:
    • Combination packaging.
    • Leakproof inner packaging for liquids with sufficient sorbent for all liquids in outer packaging.
    • For sharps: inner packaging must be puncture resistant and securely closed.
    • All placed in outer packaging that is strong, tight, securely closed, and secured within vehicle.
  • Quantity limits:
    • For regulated medical waste:
      • One or more inner packagings of no more than 4 kg (8.8 lb) or 4 L (1 gal).
      • Outer packaging of no more than 16 kg (35.2 lb) or 16 L (4.2 gal).
    • All other:
      • One or more inner packagings of no more than 0.5 kg (1.1 lb) or 0.5 L (17 oz).
      • Outer packaging of no more than 4 kg (8.8 lb) or 4 L (1 gal).

Or…

      • One inner packaging of no more than 16 kg (35.2 lb) or 16 L (4.2 gal).

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Conclusion:

The Materials of Trade exception – like other exceptions in the Hazardous Materials Regulations – allows for the transport of HazMat subject to a reduced regulatory burden. Make certain you are aware of the exception available for the transportation of your HazMat.

Q&A: Is HazMat Employee training required to sign the uniform hazardous waste manifest when used for PCB waste?

Before we begin…

The content of this Q&A is based on the Hazardous Materials Regulations (HMR) of the Pipeline and Hazardous Materials Safety Administration within the U.S. Department of Transportation (USDOT/PHMSA).

PCBs – or Polychlorinated biphenyls – are a highly toxic product whose production was banned by United States federal law in 1978, and by the Stockholm Convention on Persistent Organic Pollutants in 2001. It is an organic chlorine compound.

RCRA is the Resource Conservation and Recovery Act. It is the primary source of law upon which the Federal hazardous waste regulations of the U.S. Environmental Protection Agency (USEPA) are based.

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The Question (11.21.20):

Subject: DOT training for PCB

Message Body:
Is DOT hazmat training required to sign the hazardous waste manifest when it is used for PCB transportation pursuant to 40 CFR 761.207? I understand it is for RCRA hazardous waste shipments.

Pre-printed label used to identify a PCB Waste

My Answer (11.30.20):

I will try to answer your question below.

  • HazMat Employee training is required for any person with a direct affect on the safe transport of HazMat. This includes preparation, review, and signing / certifying of a hazardous material shipping paper.
  • A uniform hazardous waste manifest is a type of hazardous material shipping paper.
  • A hazardous waste subject to the regulations of the USEPA is one type of a hazardous material regulated by USDOT/PHMSA.
  • USDOT/PHMSA defines a hazardous waste at 49 CFR 171.8 as a material subject to the Hazardous Waste Manifest Requirements of the USEPA at 40 CFR part 262.
  • The Hazardous Waste Manifest Requirements of 40 CFR part 262 apply solely to a large quantity generator of hazardous waste (LQG) and a small quantity generator of hazardous waste (SQG). A very small quantity generator of hazardous waste (VSQG) – formerly conditionally exempt small quantity generator of hazardous waste (CESQG) – is not subject to 40 CFR part 262.

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  • The USDOT does not extend applicability to the manifest requirements of 40 CFR 761.207 which is the manifest general requirements for PCB waste.

So…

  • The use of the uniform hazardous waste manifest alone does not make the shipment subject to the HMR and therefore require HazMat Employee training.

However…

  • PCB waste may be a HazMat for other reasons:
    • It may contain a concentration of PCBs and be transported in a manner that classifies it as a marine pollutant. Generally speaking this would require a concentration of PCBs in solution of 1% or more and the waste must be transported by vessel or in a bulk packaging by highway or rail. Read: What is a marine pollutant?
    • It may contain a concentration and weight of PCBs in a single container that classifies it as a RQ of a hazardous substance. In general, this will require a PCB concentration of 20 parts per million or more and a quantity of 1 pound or more in a single package.
  • So, more information is required before I can fully answer your question. At a minimum I require:
    • The concentration of PCB in the – I presume – oil.
    • The size and type of packaging.
    • The mode of transport.

Regardless, HazMat Employee training is always a good idea!

Please contact me with any other questions.

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No reply.

I did not hear anymore from that questioner. Perhaps my answer was enough? The Hazardous Materials Regulations of USDOT/PHMSA can be difficult to comply with all on their own. If the transportation involves a waste subject to USEPA regulations – or those of your state – it can become even more complicated. Make sure you understand the relationship between the Federal regulations of the USDOT/PHMSA and USEPA when arranging for the off-site transportation of waste.

Transport of Aerosols in Metal Containers by Highway, Rail, or Vessel Within the U.S.

Transport of Aerosols in Metal Containers by Highway, Rail, or Vessel Within the U.S.

Introduction:

Aerosols are a common product found in almost every residential and commercial setting. They are also – usually – a hazardous material (HazMat) subject to the Hazardous Materials Regulations (HMR) of the Pipeline and Hazardous Materials Safety Administration within the U.S. Department of Transportation (USDOT/PHMSA) when transported or offered for transport within the U.S. However, an exception from most of the HMR is available to aerosols – and other compressed gasses – at 49 CFR 173.306. The purpose of this article is to identify and explain the limited quantity exception for aerosols in metal containers at 49 CFR 173.306(i).

Before we begin…

Aerosol v. aerosol container:

  • Aerosol is defined at 49 CFR 171.8:

Aerosol means an article consisting of any non-refillable receptacle containing a gas compressed, liquefied or dissolved under pressure, the sole purpose of which is to expel a nonpoisonous (other than a Division 6.1 Packing Group III material) liquid, paste, or powder and fitted with a self-closing release device allowing the contents to be ejected by the gas.

  • Also, the classification of an aerosol as a Class 2 Compressed Gas is found at §173.115(l)
  • Aerosol container is not defined, but its specifications are described at §178, Subpart B.

Therefore, Aerosol is the HazMat regulated by USDOT/PHMSA and aerosol container is the packaging authorized for its transportation.

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Scope and Applicability:

This article is limited solely to the following:

  • The transportation in commerce of HazMat to, from, or through the U.S. International transportation of aerosols will not be considered in this article.
  • The mode of transportation is by highway, rail, or vessel. The transportation of aerosols by aircraft will not be within the scope of this article.
  • The use of a metal container for the inner packaging of an aerosol. Plastic aerosol containers may be used in some situations (see §173.306(a)(5)) but will not be within the scope of this article.
What is an aerosol?

As noted earlier, aerosol is defined at §171.8. Key points of its definition include:

  • It is an article.
  • It consists of a non-refillable receptacle. This distinguishes it from most compressed gas cylinders which are refillable.
  • The non-refillable receptacle contains one of the following gas types:
    • Compressed
    • Liquefied
    • Dissolved under pressure.
  • The sole purpose of the aerosol is to expel one of the following:
    • Liquid
    • Paste
    • Powder
  • The liquid, paste, or powder must be non-poisonous. However, a Division 6.1 Poison Packing Group III is allowed.
  • The aerosol is fitted with a self-closing release device which allows the contents to be ejected by the gas.

Q: What about a pressurized metal canister containing a liquefied gas whose sole purpose is to expel that gas as a liquid? In other words, there is no liquid, paste, or powder in the container, just the liquefied gas. Is that an aerosol eligible for the limited quantity exception of §173.306(i)?

A: No. A liquefied compressed gas packaged without a liquid, paste, or powder in the container does not meet the definition of an aerosol and, therefore, is not eligible for the exception. (LOI 17-0098 & LOI 09-0290)

Q: A mixture of propane and silicone oil in a container under pressure is used to both operate (primarily) and lubricate (secondarily) toy guns. Does this meet the definition of an aerosol and therefore be eligible for the limited quantity exception?

A: No. The sole purpose of an aerosol must be to expel a liquid, paste, or powder. In this situation, the sole purpose of this product is not to disperse the lubricant but to both operate and lubricate the toy gun. Therefore it does not meet the definition of an aerosol at §171.8 and is not eligible for the limited quantity exception. (LOI 07-0095)

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Aerosols are classified as a Class 2 gas at §173.115(l). These regulations are summarized below.

  • An aerosol may be assigned to Division 2.1 Flammable Gas or Division 2.2 Non-Flammable Gas.
  • An aerosol that is neither Division 2.1 or 2.2 must be classed in accordance with the appropriate tests of the UN Manual of Tests and Criteria. Therefore, it is possible – but unlikely – an aerosol would be classed as something other than a Class 2.
  • A Division 2.3 Poison Gas may not be transported in an aerosol container.
  • An aerosol may have a subsidiary hazard class of Division 6.1 Poison (PG III only) or Class 8 Corrosive (PG II or III), as appropriate. However, Packing Group I or II Poisons or Packing Group I Corrosives are forbidden from transport in an aerosol container.
  • Flammable components of an aerosol must be one of the following:
    • Class 3 Flammable Liquid
    • Division 4.1 Flammable Solid
    • Division 2.1 Flammable Gas
  • The chemical heat of combustion for the flammable components of an aerosol container must be determined in accordance with the UN Manual of Tests and Criteria.
Classification of Aerosols:

The Hazardous Materials Table contains the following classifications for aerosols:

  • UN1950, Aerosols, corrosive, Packing Group II or III, (each not exceeding 1 L capacity), 2.2 (8)
  • UN1950, Aerosols, flammable, (each not exceeding 1 L capacity), 2.1
  • UN1950, Aerosols, flammable, n.o.s. (engine starting fluid) (each not exceeding 1 L capacity), 2.1
  • UN1950, Aerosols, non-flammable, (each not exceeding 1 L capacity), 2.2
  • UN1950, Aerosols, poison, Packing Group III (each not exceeding 1 L capacity), 2.2 (6.1)

And a few others….

  • Pepper spray, see Aerosols, etc. or Self-defense spray, non-pressurized
  • Self-defense spray, aerosol, see Aerosols, etc.
  • Tear gas devices, with not more than 2 percent tear gas substances, by mass, see Aerosols, etc

Column 8 of the Hazardous Materials Table refers to the section in Part 173 of Title 49 where the authorized packing for the HazMat can be found. In this situation, every one of the above classifications – except engine starting fluid – has only one section indicated for authorized packaging: “306”. This means that for almost all aerosol classifications, the sole packing instructions to refer to can be found only at 49 CFR 173.306.

Read: Determining Authorized Packaging for the Transportation of a Hazardous Material

Therefore, our next step will be to refer to §173.306 to determine the authorized packaging and any packing instructions for UN1950, Aerosols, etc.

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Packing Instructions of 49 CFR 173.306 Limited quantities of compressed gases:

A few things before we proceed through §173.306:

  • The packing instructions for a limited quantity of UN1950, Aerosols, etc. are found in paragraph (i) of §173.306. However, that is not the place to start. A shipper must go through §173.306 in order, beginning with paragraph (a) and proceeding to (i) when directed to it as an option. That is how this article is arranged.
  • As noted in Scope and Applicability, this article will only address the transportation of aerosols by motor vehicle, rail, or vessel; transport by aircraft will not be considered.
  • §173.306 contains packing instructions for many articles containing compressed gases besides aerosols in metal containers, including:
    • Gas samples at (a)(4).
    • Division 2.2 non-flammable gases in plastic aerosols (a)(5).
    • Foodstuffs, soap, biologicals, electronic tubes, and audible fire alarm systems at (b).
    • (c) – (d) are reserved.
    • Refrigerating machines at (e).
    • Accumulators at (f).
    • Water pump system tank (g).
    • Lighter refills at (h).
    • Aerosols and receptacles small, containing gas with a capacity of less than 50 mL at (j).
    • Aerosols for recycling or disposal at (k).
    • Additional exceptions at (l).
    • Reverse logistics at (m).
§173.306(a):
  • The following are not required for a limited quantity of a compressed gas:
    • HazMat labels – unless required by a condition of the exception.
    • DOT specification packaging.
    • Placards on vehicles transporting this HazMat.
    • The rail car operator requirements of Part 174 – except for the requirement for a shipping paper at §174.24.
    • The motor carrier requirements of Part 177 – except for the requirement for a shipping paper at §177.817.
  • Each package must not exceed 30 kg (66 lb) gross weight.
  • Subject to §173.306(a)(1), containers of not more than 4 fluid ounces (7.22 cubic inches) capacity – except cigarette lighters – are eligible for this exception. “Additional exceptions for certain compressed gases in limited quantities and the ORM-D hazard class are provided in paragraph (i) of this section.” That means, if an aerosol container meets the criteria and conditions of this paragraph, it is also eligible for the limited quantity exception at §173.306(i).
  • §173.306(a)(2) is applicable solely to refillable metal containers. Therefore it is not applicable to aerosols and is not addressed in this article.
  • §173.306(a)(3) identifies the authorized metal containers for an aerosol – provided certain conditions are met. Authorized containers include the following designs:
    • Non-specification.
    • DOT 2P per §178.33.
    • DOT 2Q per §178.33a.
    • DOT 2Q1 per §178.33(d).
  • Those “certain conditions”:aerosol cans
    • The capacity of the container must not exceed 1 L (61.0 cubic inches).
    • The general pressure conditions of §173.306(a)(3)(ii) must be met according to the type of metal aerosol container.
    • The liquid content of the material and gas must not completely fill the container at 45.4 °C (130 °F).
    • The containers must be packed in a strong outer packaging. The strong outer packaging is not required to be a DOT specification packaging.
    • Each aerosol container, after it is filled, must be subjected to a test performed in a hot water bath per §173.306(a)(3)(v) – unless one of the alternative tests are used.
      • Alternatives to the hot water bath include:
        • Alternative water bath test at §173.306(a)(3)(v)(A).
        • Automated pressure test at §173.306(a)(3)(v)(B).
        • Weight test at §173.306(a)(3)(v)(C).
        • Leakage test at §173.306(a)(3)(v)(D).
    • Each outer packaging must be marked: “INSIDE CONTAINERS COMPLY WITH PRESCRIBED REGULATIONS”

And…

  • “Additional exceptions for aerosol containers conforming to this paragraph (a)(3) are provided in paragraph (i) of this section.” That means, if an aerosol container meets the criteria and conditions of paragraph §173.306(a)(3), a shipper may refer to paragraph §173.306(i) for additional exceptions as a limited quantity.
  • §173.306(a)(4) applies to gas samples and is not addressed in this article.
  • §173.306(a)(5) applies to Division 2.2 non-flammable gases with no subsidiary hazard in a plastic aerosol container. A description of these regulations will have to wait for a later article.

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§173.306(b):

This paragraph describes exceptions for limited quantities of the following compressed gas HazMat:173.306(b)

  • Foodstuffs
  • Soap
  • Biologicals
  • Electronic tubes
  • Audible fire alarm systems

This paragraph also directs a shipper to §173.306(i) where additional exceptions as a limited quantity are available with this text: “Additional exceptions for certain compressed gases in limited quantities and the ORM-D hazard class are provided in paragraph (i) of this section.”

Broadly speaking, this exception is very similar to the one offered for metal aerosol containers in §173.306(a) with some less stringent requirements – e.g., a plastic aerosol container is authorized. However, a full explanation of this exception will have to wait until a later article.

§173.306(c) – (h):

This article will not address these paragraphs applicable to several different types of compressed gases. Instead, I will jump to the most critical paragraph of this section for limited quantities or aerosols in metal containers…

§173.306(i):
  • To be eligible for the limited quantity exception as described in this paragraph, the HazMat must conform to the provisions of one of the earlier paragraphs of this part (addressed earlier in this article):
    • §173.306(a)(1): containers of not more than 4 fluid oz.
    • §173.306(a)(3): a metal aerosol container.
    • §173.306(a)(5): a division 2.2 gas with no subsidiary risk in a plastic aerosol container.
    • §173.306(b): foodstuffs, soap, biologicals, electronic tubes, and audible fire alarm systems.
    • §173.306(h) (unless transportation is by aircraft): lighter refills.

Q: So, in order to be eligible for the limited quantity exception at §173.306(i) a shipper of an aerosol in a metal container must first comply with the regulations of §173.306(a)(3)?

A: Yes. Conformity with §173.306(a)(3) – or (a)(1), (a)(5), or (b) as applicable – is required before the limited quantity exception of §173.306(i) is available.

Also…

  • Each package must display the limited quantity mark per §172.315(a) or (b).
  • Outside packagings are not required to be marked: “INSIDE CONTAINERS COMPLY WITH PRESCRIBED REGULATIONS”.
  • Each package must conform with the general packaging requirements of 173, subpart B.
  • Each package must not exceed 30 kg (66 lb) gross weight.
  • A metal aerosol container that conforms with §173.306(i) is excepted from the following:
    • HazMat labels.
    • Specification packaging when packed in a combination packaging.
    • Shipping papers. Unless the HazMat is one of the following:
      • Hazardous substance
      • Hazardous waste
      • Marine pollutant
      • Transported by aircraft or vessel.
    • Placards

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Q: An aerosol container eligible for the limited quantity exception at §173.306(i) is not required to be marked: INSIDE CONTAINERS COMPLY WITH PRESCRIBED REGULATIONS”, but is required to display the limited quantity mark?

A: Yes. While the display of the mark: “INSIDE CONTAINERS COMPLY WITH PRESCRIBED REGULATIONS” remains an option, it no longer is a requirement under this exception. The limited quantity mark however, is required.

Conclusion:

The limited quantity exception for aerosols in metal containers as described in §173.306 is not as clear as it might be. However, by navigating through the section correctly, a shipper should be able to find that most metal containers of aerosols are eligible for the limited quantity exception at §173.306(i).

General Pressure Conditions for Metal Aerosol Containers at 49 CFR 173.306(a)(ii)

General Pressure Conditions for Metal Aerosol Containers at 49 CFR 173.306(a)(ii)

Introduction:

In a separate article I describe the requirements of 49 CFR 173.306 for Limited quantities of compressed gases as they apply to aerosol. A portion of those regulations indicates authorized metal aerosol containers and associated pressure limitations. In order to simplify my separate article on shipping aerosols as a limited quantity, I will detail the general pressure conditions of §173.306(a)(3)(ii) in this article.

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Before we begin…

§173.306(a) is just the beginning of the limited quantity exception for aerosols. Additional exceptions for limited quantities of aerosols are provided in §173.306(i) and are addressed in this article: Transport of Aerosols in Metal Containers

Scope and Applicability:

§173.306 is applicable to all compressed gases eligible for some form of the limited quantity exception – not just aerosols. For example, gas samples, refrigerating machines, accumulators, lighter refills, and more are eligible for some form of the limited quantity exception at §173.306. This article will solely address the requirements for a limited quantity of a compressed gas in a metal aerosol container.

General Pressure Conditions of §173.306(a)(3)(ii):

If the gauge pressure (psig) at 54.4 degrees C (130 degrees F) is...Authorized container
140 or lessNon-DOT specification
DOT 2P
DOT 2Q
DOT 2Q1
Greater than 140 but not exceeding 160DOT 2P
DOT 2Q
DOT 2Q1
Greater than 160 but not exceeding 180DOT 2Q
DOT 2Q1
Not to exceed 210DOT 2Q1 (non-flammable only)

DOT 2P Aerosol

Also…

  • Pressure inside the container may not exceed 180 psig at 54.4 °C (130 °F) except as may be authorized by variations of a DOT specification container type.
  • The metal container must be capable of withstanding without bursting a pressure of at least one and one-half times the equilibrium pressure of the contents at 54.4 °C (130 °F).

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Conclusion:

The manufacturer of the aerosol container will likely be the one with this information. However, it is the person who prepares the hazardous material and offers it for transportation (i.e., the shipper) who is responsible for compliance with §173.306(a)(3)(ii) and the remainder of §173.306.

Q&A: Does my truck transporting a “modular power unit” with lithium batteries require the display of placards?

Before we begin…

All of the following is based on the Hazardous Materials Regulations (HMR) of the Pipeline and Hazardous Materials Safety Administration within the U.S. Department of Transportation (USDOT/PHMSA).

Question (10.20.20):

You seem to have the most info and the most accurate info regarding highway transportation of hazmat. Recently I hauled this “modular power unit” from NM to NY. At the delivery point the job super asked why it wasn’t placarded, I told him I wasn’t tendered the load as hazmat, so I had no idea. He told me the unit was a battery backup for GE and contained 50,000 lbs of lithium ion batteries. Is that considered hazmat and was it supposed to be marked or placarded?

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Answer (10.20.20):

Thank you for the compliment. Good question. The answer depends on many factors. See below.

  • This table indicates the regulatory thresholds for lithium battery “size”. It is necessary for the classification and transport of lithium batteries.
StatusLithium Ion Battery
(Watt-hour (Wh) Rating)
Lithium Metal Battery
(Lithium Content (g))
BatteryCellBatteryCell
Subject to "smaller battery exception"Does not exceed 100 WhDoes not exceed 20 WhDoes not exceed 2 gDoes not exceed 1 g
Subject to full regulationExceeds 100 WhExceeds 20 WhExceeds 2 gExceeds 1 g
Subject to "smaller battery exception" by highway or railDoes not exceed 300 WhDoes not exceed 60 WhDoes not exceed 25 gDoes not exceed 5 g
  • If the lithium batteries met the criteria for “smaller” in the HMR i.e., less than 100 Watt/hour (Wh) for lithium ion or less than 2 grams of lithium metal for lithium metal battery, then it is (mostly) not subject to USDOT regulations when in transport. It would not be a “HazMat” load but each package containing a lithium battery would need to display the lithium battery mark. No other regulations would apply. Read: Classification of Lithium Batteries for Transportation in Commerce

Lithium Battery Handling Mark - Lithium ion battery in equipment

  • If the batteries were larger than indicated above (as I suspect they are), then they would be subject to full regulation as a “HazMat” shipment. However, even then it is not necessary to display placards on the vehicle.

Q: “Why is it not necessary to display placards on a vehicle transporting this quantity of lithium batteries?”

A: “Lithium batteries of all types, all configurations, and all quantities are a Class 9 Miscellaneous. The display of the Class 9 Miscellaneous placard is not required within the U.S. – though it remains an option.

Read: Is the CLASS 9 Placard Required?

  • Further, since the vehicle is not required to display a placard, the driver is not required to have the HazMat endorsement on their CDL.
  • However, if this is a fully-regulated HazMat shipment as I suspect, you should have been provided with a shipping paper describing the consignment and been given emergency response information and an emergency telephone. Also, you must receive HazMat Employee training.
  • If you are able to provide more information about the batteries I can provide more specific information.
  • At a minimum you should have HazMat Employee Training.

Please contact me with any other questions.

Contact me with any questions you may have about the transportation of lithium batteries by air, highway, vessel, or rail

International and Domestic

That did it!

The transportation of lithium batteries is essential and complicated. Make sure you comply with the Hazardous Materials Regulations of USDOT/PHMSA for any transportation to, from, or through the U.S.

Q&A: Can I reuse plastic HazMat packagings for off-site transport of hazardous waste?

Q&A: Can I reuse plastic HazMat packagings for off-site transport of hazardous waste?

Question (January 09, 2021):

Good morning,

We are reusing plastic drums to send waste back out. The max net mass is 400 kg. Does that mean we cannot fill the drums over 400 kg each drum, even if palletized for transport?

Drum of corrosive hazardous waste



Thank you,

Answer (January 18, 2021):

Thank you for contacting me. I apologize for my delay. There are several issues brought up by your question that I will address in addition to answering your question. Please see below.

Note: all of the following is based on the Hazardous Materials Regulations (HMR) of the Pipeline and Hazardous Materials Safety Administration within the U.S. Department of Transportation (USDOT/PHMSA).

  • First of all, it is acceptable under the HMR for a HazMat packaging that previously contained a hazardous material to be used for the off-site transportation of a hazardous waste if done subject to the exception at 49 CFR 173.12(c). Read: Reuse of HazMat Packaging for the Shipment of Hazardous Waste
  • Secondly, under the international regulations of the International Air Transport Association (IATA) and the International Maritime Organization (IMO) a plastic drum, jerrican, or intermediate bulk container (IBC) is limited in its use to no more than five (5) years from its date of manufacture. However, no such limit applies to transportation by highway or rail solely within the U.S. For clarification of this point, read the two following letters of interpretation from USDOT/PHMSA (the HMR lacks a clear statement on this subject but it most certainly does not limit the lifespan of a non-bulk packaging):
    • From LOI 99-0246: “Non-bulk specification packagings do not ‘expire'”.
    • And, from LOI 97-0002: “A shipper may purchase a UN packaging, store it indefinitely and then use it without any testing requirements”.
  • Packagings are limited by their type to a maximum net mass and maximum capacity. No non-bulk packaging may exceed a maximum capacity of 450 L (119 gal) or 400 kg (882 lb). Pursuant to §178.509(b)(7 & 8), a plastic drum can not exceed the following limits:
    • Maximum capacity of 450 L (119 gal).
    • Maximum net mass of 400 kg (882 lb).
  • So, to be clear: the plastic drums can not be filled with a hazardous material to a net mass of more than 400 kg (882 lb). The palletizing of the drums after being filled does not effect the per packaging limit of 400 kg (882 lb).

Contact me with any questions you may have about the transportation of hazardous materials by air, highway, vessel, or rail

International and Domestic

Daniels Training Services, Inc.

815.821.1550

Info@DanielsTraining.com

https://www.danielstraining.com/

I hope this helps. Please contact me with any other questions.

That did it!

Reusing a HazMat packaging for the off-site transportation of hazardous waste is a compliant way to save money – no sense buying new drums to ship out hazardous waste! However, in addition to the conditions of the exception, the remaining requirements of the HMR remain for the packaging. That includes complying with its capacity and net mass limits.

 

Q&A: Will an industry “rule of thumb” work for filling HazMat packagings for transportation?

Question:

Subject: Container head space for UN rated drums containing liquids

Message Body:
Are there any regulations in reference to how much liquid can be added to a drum? e.g. 1A1 – 55 gal drum. When dealing with drums containing flammable liquids during summer months to ensure adequate container head space for vapor expansion. Most in the industry have a “rule of thumb”…

Answer:

Thank you for contacting me. There are several regulatory requirements applicable to the filling of packagings with a hazardous material (HazMat) prior to offering it for transportation. Please see below for some initial clarification:

  • My answers are derived from the Hazardous Materials Regulations (HMR) of the Pipeline and Hazardous Materials Safety Administration within the U.S. Department of Transportation (USDOT/PHMSA).
  • The HMR applies to the preparation for and transportation in commerce of HazMat to, from, or anywhere through the U.S.
  • Other agencies – domestic and international – may have regulations applicable to this situation; they won’t be considered here.
  • The packaging you describe: “1A1 – 55 gal drum” is a non-bulk packaging.
  • More specifically, a 1A1 is a steel drum with a non-removable head made to the non-bulk performance oriented standard (aka: UN Standard) at 49 CFR 178, subpart L.

UN Standard Mark on Steel Drum
Please see below for the relevant regulations of the HMR and a summary of their requirements:

  • Note: all of the below regulations are found within §173, Subpart B. These are the shipper’s responsibilities for the preparation of HazMat for transportation.
  • §173.24(b) – each HazMat package must be filled, its contents so limited, and closed…so that under normal transportation conditions there will be no identifiable (without the use of instruments) release of HazMat. Also, there may be no HazMat residue on the outside of the package.
    • Note: the above regulation does not define what is meant by “its contents so limited”. The person filling the packaging must determine how to limit the contents in order to prevent an identifiable release.
  • §173.24(h) – when filling packages with a liquid HazMat, sufficient ullage (aka: headspace or outage) must be left to ensure no leakage or distortion of the package will occur due to expansion of liquid caused by temperatures likely to be encountered during transportation.
    • Note: the above regulation does not specify a limit not to exceed when filling a packaging with a liquid HazMat. Rather, the shipper must determine what is “sufficient ullage”. Also, “sufficient ullage” will vary based on the temperature likely to be encountered during transportation, i.e., summer v. winter and low v. high elevation.
  • §173.24a(b) – This paragraph describes non-bulk packaging filling limits. However, it is not applicable to your question for the following reasons:
    • For packagings designed for HazMat liquids, it doesn’t specify a volume limit but instead indicates a maximum relative density for the HazMat liquid that is marked on the packaging.
    • Packagings designed for solid HazMat have a maximum gross mass that must be marked on the package. However, this is not applicable to a liquid HazMat.
  • §173.24a(d) – specific to a non-bulk packaging: “Liquids must not completely fill a receptacle at a temperature of 55 °C (131 °F) or less.”
  • §173.24b(a) – this specifies outage and filling limits for a bulk packaging. It is not applicable to this non-bulk packaging.

Daniels Training Services, Inc.

815.821.1550

Info@DanielsTraining.com

https://www.danielstraining.com/

Is that it?
No.

Pursuant to §178.2(c), the manufacturer of a packaging and any subsequent distributor must provide the shipper with all the information necessary to ensure the packaging is filled, closed, and prepared for transportation in a form able to pass the packaging’s performance tests at §178, Subpart M. These are usually referred to as the packaging’s closure instructions.

The closure instructions may specify a maximum fill volume for the packaging that is less than its rated capacity and less than the values determined through use of the above described regulations in the HMR. The shipper must obtain the “closure instructions”, follow them to the letter, and maintain a copy of them for at least 90 days after the packaging is offered for off-site transportation.

Contact me the next time your USDOT, training is due to expire.

In conclusion: yes. There are regulations in the HMR affecting the liquid filling of HazMat packagings. Unfortunately, the regulations place the responsibility on the shipper to determine what those limits are. And, no. A “rule of thumb” won’t suffice.

I hope this helps. Please contact me with any other questions.

Q&A: If our shipments never require placards do we need to have placards available?

Q&A: If our shipments never require placards do we need to have placards available?

Question:

If our shipments never require placards do we need to have placards available?

Answer:

That’s a good question. Please see below.

  • The Hazardous Materials Regulations (HMR) of the Pipeline and Hazardous Materials Safety administration within the U.S. Department of Transportation (USDOT/PHMSA) require the shipper to provide placards to the driver unless the motor vehicle already displays the required placards. [49 CFR 172.506(a)]
  • A shipper that offers hazardous materials (HazMat) for transportation in quantities that require the display of placards on the vehicle should therefore have a supply of the applicable placards in order to be able to provide them to the carrier if necessary.
  • Nowhere does the HMR require the shipper to maintain a supply of placards.
  • I have read of a shipper fined because it did not have a supply of placards for the HazMat they shipped. Unfortunately, I don’t have documentation for this.
  • If you do not ship any HazMat that requires the display of placards, then you will never be required to provide placards to the driver and therefore you are not required to maintain a supply of them.
  • Also, the requirement to provide placards to the driver at 49 CFR 172.506(a) applies solely to the HazMat you offer for transport, not to the combination of your HazMat and what is currently or will later be loaded on the vehicle.

Contact me with any questions you may have about the transportation of hazardous materials by air, highway, vessel, or rail

International and Domestic

Daniels Training Services, Inc.

815.821.1550

Info@DanielsTraining.com

https://www.danielstraining.com/

  • Note: even though the consignment does not require the display of placards, the requirement to provide HazMat Employee training for personnel with a direct affect on its safe transportation remains.
  • In conclusion: No. A shipper is not required to maintain a supply of placards regardless of whether or not it may offer for transport a type or quantity of HazMat that requires the display of placards.

I hope this helps. Please contact me with any other questions.